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Wiley Question Of The Week: Ethical and Professional Standards (Sponsored)

The following is a paid post sponsored by Wiley

Question

Which of the following recommendations most closely aligns with the recommended procedures for compliance under Standard III(B): Fair Dealing?

A. Communicate recommendation changes within the firm and to customers separately.

B. Involve more people in the recommendation dissemination process.

C. Shorten the time frame between decision and dissemination.

Answer

The correct answer is C

The recommended procedures for compliance with Standard III(B): Fair Dealing are to communicate recommendation changes within the firm and to customers simultaneously, limit the number of people involved in the recommendation dissemination process, and shorten the time frame between decision and dissemination.

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One final question of the week !!!