Differences Between Ethics and Asset Manager Code Conduct?

CFA Level III
#1

Hey Guys!

Anyone has made a list of the differences between the asset manager code of conduct and the Ethics Standards! Do you mind sharing it or posting it here…would help a lot !!!

Thanks. All the best.

#2

It is a good question. the is a lot of overlapping in standards between Ethics and AMC, one distinct though is:

paragraph called Risk management compliance and Support which provides guidance on risk management

  • AMC is for investment firms and adoption of AMC help built trust in the inv.firm
  • Ethics is more to individuals

Rafal

#3

AMC are COE for Investments firms. Exactly the only difference is Risk management codes and pay attention to its related things as BCP and Anti Money Laundering policies.