About Ethical and Professional Standards for the Level II CFA Exam

This forum contains discussion of Ethical and Professional Standards for the Level II CFA exam.

  • Ethical and Professional Standards is covered in Study Session 1
  • Ethical and Professional Standards has an exam weight of 10-15%

Study Session 1

“The readings in this study session address the CFA Institute Code of Ethics and Standards of Professional Conduct (Code and Standards. The Code and Standards provide guidance to help identify and resolve ethical conflicts present in everyday activities in the investment profession. “Guidance” in the Standards of Practice Handbook addresses the practical application of the Code and Standards by reviewing the purpose and scope of each Standard, presenting recommended procedures for compliance, and providing examples of the Standard in practice.”
Source: CFA Institute