- Loyalty to clients Not engaging in any biz relationships affecting judgement?? - should not get any present even if disclosing? It is not related with permission for different level of service and products available to clients as long as they are fully disclosed? 2. Regarding disclosure section, There are what to do lists - disclose investment manager. Organization. Referral fee. Regulatory desciplinary action against manager. Gross & net of fees (not gross or net). Performance quarterly. Proxy voting policy. Audit results. They are all must things even before clients requests? Or only when clients request? 3. For the performance and valuation section, Independent third party valuation is mandatory?? At all times??
sorry, i didn’t read anything. all I saw were your question marks