Ass Man Code quiz #2

CFA Level III
#1

Which of the following statements regarding the Asset Manager Code is true? Possible answers: A: It is mandatory for all firms that offer discretionary management B: Adoption of the Code fulfills managers’ ethical obligatiions. C: It is voluntary. D: If an investment firm has already adopted the Code of Ethics and Professional Conduct it is obliged to adopt this Code.

#2

I would choose C.

#3

C

#4

> D: If an investment firm has already adopted the > Code of Ethics and Professional Conduct it is > obliged to adopt this Code. Those two are for individuals, the Asset Manager Code of Conduct is for firms. Two separate things.

#5

C

#6

agreed with the mob C

#7

C

#8

def C

#9

The answer is: C It is voluntary. The other statements are not true.

#10

Nice, I chose C.

#11

CFASniper Wrote: ------------------------------------------------------- > The answer is: C > > It is voluntary. The other statements are not > true. Anwsering AMC-related questions in the exam is not just voluntary.