Qbank Question ID#: 39163 Betsy Fox is an investment advisor who has a client, Don Gordon, who is an employment lawyer. At lunch, Fox noticed Gordon and the Chief Financial Officer of Blue Star Company at the next table. She overhears them talking and ascertains that Blue Star is about to announce higher than expected earnings. Before the earnings release, Gordon contacts Fox and asks her to purchase 3,000 shares for his portfolio. Sound familiar?
At least the peps at Schweser have a sense of humor…i wonder if they have a question about Seth selling IPO’s through cold calls while the compliance officer shreds records in the backround.