CFA Ethics Mock - Adam

[question removed by moderator]

The mock gives answer A, but I believe the correct one is C. Can someone help? Thanks!

Why do you believe C? The Compliance & Enforcement Policy does not identify that it will monitor activities to ensure compliance. I think this is the key point. That being said, it really could be any one of the options. Just pray that when you are shading the box, the force is with you!