Ethics Personal Investments

WHat’s the policy on trading arround securities analyst is assigned to?

Allowed as long as the analyst position is the same as his rating and that he doesn’t trade prior to issuing a report.

Is there like a 5 day thing around the issue o fthe recomendation that you cant trade on?

Yes. You can’t trade 30 days calender days before report issuance and 5 calender days after report issuance.

Thanks, where is that at!?

CFAI’s ethics book. Page 172. ROS 7, Personal Investments & Trading