Sometimes a CFA Institute member simply feels a law has been violated by his firm, and sometimes the member knows a law has been violated. Which of the following pairs of guidelines is CORRECT with respect to the first step a member should take in each case? The member should first contact: A) the firm’s counsel if he feels a law has been violated and the SEC if he knows a law has been violated. B) his supervisor in the firm if he feels a law has been violated and contact the firm’s counsel if he knows a law has been violated. C) the firm’s counsel if he feels a law has been violated and contact his supervisor if he knows a law has been violated.
C
C
c
Correct Answer - C