All of the following are NOT part of the ethical responsibilities related to the Code EXCEPT: A) seeking best execution. B) disclosing conflicts of interest. C) communicating with clients in an accurate manner.
C? I guess it is NOT accurate
. The correct answer was C) communicating with clients in an accurate manner. The ethical responsibilities related to the Code are: Always act ethically and professionally; Act in the best interest of the client; Act in an objective and independent manner; Communicate accurately with clients on a regular basis; and Comply with all legal and regulatory requirements. The other answer choices deal with specific sections of the Code and are not considered ethical responsibilities.