ethics

1-What is mixed use research? Is it research payed for by clients brokerage and used to help another client? 2- Do you need to keep client info in confidence from your employer?

  1. Say you pay for bloomberg terminal to use it for your analysis, also you provide that service in your office-lobby for clients to watch. Mixed-use!! 2) You shouldn’t.Very much depend if you are considering “employer” to be the person on top of you® (work), or a firm with many partners!! For the former you should not, for the latter yes you should keep it confidential to other partners. Anish