My broker…I mean President…advised me to buy equities this week without assessing my appetitie for risk. I also believe he may have had access to information not available to the general public. He may have been putting his own interests ahead of mine. Do I have a case against him, or his firm, USG? Taken from WSJ comment, made me laugh.
If so our PM is in even deeper do-do as he said to do so in late Sept…
umm he never took the CFA nor possibly registered for it so the Code and Standards don’t apply to him. what a balla!
niraj_a Wrote: ------------------------------------------------------- > umm he never took the CFA nor possibly registered > for it so the Code and Standards don’t apply to > him. > > what a balla! But it is our responsibility to improve the standards and professionalism of those we work with.
He also manipulated the markets - my sole healthcare position got hammered