One more question in Sample 3, Q5. This guy talks to his manager “As a CFA chartholder …”. He did not even register for Level III. Is that a violation?
yes, misrepresentation
We had someone apply for a job at our company the application said CFA Expect Graduation 2010. They had just regesterd for Level 1. Thought it was pretty fully. We email them back telling them they were in violoation adn should proably read into the ethics material before putting that on their C.V.