SEC Forms

CFA Level I
#1

which sec forms to we need to know? 8K, but what else? Any others? Thanks

#2

nice name bro, know the 8-K,10-K, and 10-Q, that should be enough.

#3

initials…gotta embrace name follies. Thanks for the help.

#4

remember that the annual report is optional…the management note in there

#5

14a - comes with proxies 2,3,4 - management dealing 144a - unregistered securities

#6

6-F and 20-F for foreign issuers

#7

Northeastern Student Wrote: ------------------------------------------------------- > remember that the annual report is optional…the > management note in there 10K is NOT Annual Report

#8

Yeah, 10K is a filing, companies issue annual reports in addition to 10Ks, or combine both. Good call ditchdigger