soft $$$

CFA Level I
#1

quicky what is a use of soft dollars that breaches the Code/Standards?

#2

Using soft dollars in any way that would benefit you exclusively when they should exclusively benefit your clients.

#3

using soft to pay firm mgmt expenses is WRONG. You can use soft to barter rsch for clietns in exchange for brokerage svcs.

#4

mcf Wrote: ------------------------------------------------------- > Using soft dollars in any way that would benefit > you exclusively when they should exclusively > benefit your clients. CORRECT