|
Ethics-prohibition of sharing reports
|
|
2
|
713
|
June 15, 2018
|
|
Ethics
|
|
3
|
674
|
June 13, 2018
|
|
Can you use OLD research reports as the basis for recommendations?
|
|
3
|
1005
|
June 7, 2018
|
|
Ethics
|
|
3
|
653
|
June 4, 2018
|
|
Ethics - Using schweser notes?
|
|
2
|
737
|
June 2, 2018
|
|
block trades
|
|
8
|
1049
|
May 29, 2018
|
|
I'm not getting this talk about "roadshows" in ethics
|
|
2
|
857
|
May 29, 2018
|
|
Diligence and Reasonable Basis & suitability
|
|
2
|
705
|
May 28, 2018
|
|
What does service offered selectively mean?
|
|
2
|
646
|
May 23, 2018
|
|
Soft-Dollars??
|
|
3
|
1277
|
April 17, 2018
|
|
Ethics practice questions
|
|
0
|
858
|
March 17, 2018
|
|
Analyst conference call- material nonpublic information?
|
|
3
|
1040
|
December 17, 2017
|
|
Different fee structure for different clients? A violation?
|
|
1
|
744
|
December 8, 2017
|
|
Lavish Gifts from clients
|
|
0
|
772
|
December 8, 2017
|
|
Ethics - Most Strict Rules Apply
|
|
2
|
796
|
November 30, 2017
|
|
Soft Dollars
|
|
4
|
702
|
November 10, 2017
|
|
Principal vs Agency Trades
|
|
8
|
4487
|
November 10, 2017
|
|
Studying Guidance
|
|
5
|
733
|
October 17, 2017
|
|
Ethics L2 2017 exam
|
|
19
|
908
|
August 10, 2017
|
|
SURPRISED WITH THE RESULT !!!
|
|
4
|
718
|
July 29, 2017
|
|
How to verify if someone passed three levels of CFA on the first attempt?
|
|
40
|
4745
|
July 26, 2017
|
|
Ethics - please tell me how to study it
|
|
20
|
2255
|
June 16, 2017
|
|
Probability of passing CFA exam - Googlesheet version
|
|
10
|
930
|
June 13, 2017
|
|
Probability of passing CFA exam - VBA Code
|
|
12
|
864
|
June 8, 2017
|
|
General Ethics Topic
|
|
9
|
651
|
June 6, 2017
|
|
Ethics Question.
|
|
23
|
837
|
June 6, 2017
|
|
Ethics Vignettes - 2 or 3?
|
|
2
|
905
|
June 2, 2017
|
|
R&D adjustment
|
|
4
|
945
|
June 1, 2017
|
|
Ethics questions on Mock
|
|
3
|
688
|
May 31, 2017
|
|
Wiley 11th Hour PM Mock Ethics Q2
|
|
0
|
838
|
May 29, 2017
|