|
Missing battery cover on calculator = ok?
|
|
3
|
854
|
June 6, 2014
|
|
New Prudent Investor Rule
|
|
6
|
811
|
June 5, 2014
|
|
Clarification on Priority of Transactions
|
|
5
|
735
|
June 5, 2014
|
|
Selling securities contrary to firm recommendation
|
|
5
|
960
|
June 3, 2014
|
|
Seen CFA mock questions before?
|
|
10
|
801
|
June 3, 2014
|
|
So when is everyone cramming for ethics?
|
|
10
|
739
|
June 3, 2014
|
|
"The CFA is the highest creditial in the global investment management" CFAI mock 2009
|
|
1
|
878
|
June 3, 2014
|
|
"principal trade" vs. "agency trade"
|
|
2
|
1115
|
June 1, 2014
|
|
2012 Level II CFAI Mock - ethics
|
|
2
|
726
|
June 1, 2014
|
|
Ethics - immediate family definition
|
|
1
|
779
|
May 30, 2014
|
|
When has the CFA last updated the Code of Ethics/standards?
|
|
1
|
717
|
May 29, 2014
|
|
Audit commitee and audit oversight
|
|
3
|
759
|
May 28, 2014
|
|
Cover the cost of the trading error
|
|
0
|
697
|
May 28, 2014
|
|
Revision
|
|
1
|
680
|
May 27, 2014
|
|
(Ethics) Fair Dealing Question on Allocation
|
|
7
|
729
|
May 26, 2014
|
|
Ethics - Biography - expect charter at specific year
|
|
5
|
728
|
May 26, 2014
|
|
Ethics
|
|
6
|
703
|
May 25, 2014
|
|
Ethics-Personal Trading
|
|
5
|
876
|
May 18, 2014
|
|
Brokerage Terminology
|
|
1
|
776
|
May 17, 2014
|
|
Research reports and recommendations frequency??
|
|
1
|
811
|
May 16, 2014
|
|
Ethics- Company permission required?
|
|
0
|
702
|
May 15, 2014
|
|
Ethics Question on Mock
|
|
3
|
778
|
May 11, 2014
|
|
IPO
|
|
2
|
699
|
May 11, 2014
|
|
Broker pay trip expense
|
|
0
|
673
|
May 10, 2014
|
|
Analysts - Road shows
|
|
4
|
681
|
May 5, 2014
|
|
Employee personal trading
|
|
2
|
720
|
May 5, 2014
|
|
New Prudenct investor rule
|
|
2
|
664
|
May 4, 2014
|
|
Soft dollar - Rebate
|
|
2
|
670
|
May 2, 2014
|
|
Admin need your help
|
|
5
|
674
|
April 20, 2014
|
|
Schweser Online
|
|
1
|
744
|
April 9, 2014
|