|
CFA Ethics question 1A
|
|
5
|
3726
|
July 28, 2021
|
|
Small clarification needed q.32
|
|
6
|
3093
|
July 25, 2021
|
|
If someone says he passed CFA Level I > 90% in all sections, does it violate the standard?
|
|
2
|
3405
|
July 17, 2021
|
|
Mosaic Theory - Nonmaterial nonpublic information
|
|
2
|
3864
|
July 15, 2021
|
|
Condemnation by Peers
|
|
5
|
4180
|
July 2, 2021
|
|
Ethics question - weird
|
|
2
|
2496
|
May 18, 2021
|
|
Broker-dealer Ethics Question
|
|
2
|
2401
|
May 17, 2021
|
|
Mosaic theory, when to use it?
|
|
3
|
2364
|
April 19, 2021
|
|
Non discretionary or non fee paying portfolios in GIPS
|
|
4
|
4027
|
March 27, 2021
|
|
Independence and Objectivity vs Additional Compensation Arrangements
|
|
0
|
2081
|
March 26, 2021
|
|
Reference to CFA Institute, the Designation, the CFA Program
|
|
3
|
2581
|
February 13, 2021
|
|
GIPS Compliant
|
|
3
|
2793
|
February 12, 2021
|
|
Standard 2A - Material Non Public Information help!
|
|
5
|
2268
|
February 10, 2021
|
|
Ethics - duty to employer
|
|
0
|
1693
|
November 30, 2020
|
|
CFA Institute Code and Standards Self-Test
|
|
9
|
3465
|
December 7, 2020
|
|
Mock Exam C Q7 AM
|
|
0
|
2608
|
November 3, 2020
|
|
Ethics qu
|
|
0
|
1334
|
October 9, 2020
|
|
Misrepresentation - Internal research developed by employee who left
|
|
0
|
1220
|
September 21, 2020
|
|
How might it be inappropriate to prohibit all proprietary trading while a firm is in possession of material nonpublic information?
|
|
0
|
1394
|
July 20, 2020
|
|
Schweser Self-Test: Ethical and Professional Standards
|
|
4
|
2267
|
June 18, 2020
|
|
CFA LVL 1 Ethics
|
|
4
|
1840
|
June 16, 2020
|
|
Ethics - paid research - travel expenses
|
|
10
|
2977
|
March 2, 2020
|
|
Well-known recognised statistical and financial info services
|
|
6
|
1821
|
December 3, 2019
|
|
Mock Exam C AM Ethics Q 4
|
|
1
|
1476
|
November 30, 2019
|
|
2019 Dec Mock A AM Ethics question 5
|
|
3
|
3762
|
November 30, 2019
|
|
Mock Exam C AM Ethics Q 12
|
|
0
|
1459
|
November 28, 2019
|
|
2019 Dec Mock A AM Ethics question 8
|
|
2
|
2303
|
November 28, 2019
|
|
Material Non Public - Buy ETF or Mutual Fund
|
|
0
|
1400
|
October 17, 2019
|
|
CFA DEC 2019 Exam Denial Email
|
|
0
|
1525
|
October 1, 2019
|
|
Major confusion - Ethics "Additional Compensation Arrangements"
|
|
8
|
3192
|
July 16, 2019
|