|
About Ethical and Professional Standards for the Level III CFA Exam
|
|
1
|
220
|
October 23, 2019
|
|
Level III Topics by CFAI Study Session
|
|
27
|
534
|
July 29, 2017
|
|
L3 Ethics (the Code vs. L2)
|
|
1
|
57
|
November 21, 2020
|
|
GIPS Study Sheet
|
|
6
|
281
|
November 11, 2020
|
|
Soliciting colleagues is okay but not clients?
|
|
4
|
125
|
October 30, 2020
|
|
Ethics question - CFA has the wrong answer?
|
|
3
|
121
|
October 26, 2020
|
|
GIPS qbank question
|
|
3
|
103
|
October 23, 2020
|
|
GIPS disclosing sponsor name
|
|
1
|
58
|
October 23, 2020
|
|
CFA institue official practice question:ethics
|
|
4
|
127
|
September 22, 2020
|
|
Annualized ex post standard deviation
|
|
3
|
106
|
September 20, 2020
|
|
Benchmarks on marketing documents
|
|
5
|
170
|
September 2, 2020
|
|
Any essay questions on Ethics and Standards?
|
|
2
|
191
|
August 26, 2020
|
|
GIPS CFA Level 3 - No SD for 3 years in question 28
|
|
1
|
118
|
August 16, 2020
|
|
Proprietary trading procedure
|
|
1
|
85
|
July 30, 2020
|
|
Ethics Reading 3 EOC#21
|
|
2
|
123
|
July 13, 2020
|
|
Integrity of Capital Markets
|
|
4
|
193
|
June 8, 2020
|
|
Reading 2: Conflict of Interest (Dover & Roe)
|
|
3
|
296
|
February 15, 2020
|
|
Fair Dealing
|
|
1
|
232
|
February 13, 2020
|
|
Reading 2: fair dealing and transaction allocation (Preston and Colby)
|
|
3
|
284
|
February 11, 2020
|
|
Is it possible to pass exam after only 30 days of studying?
|
|
14
|
276
|
January 11, 2020
|
|
Passport validity to take the exam
|
|
4
|
256
|
December 31, 2019
|
|
Using CFA if not a member anymore
|
|
6
|
392
|
October 1, 2019
|
|
Open discusions on ethics
|
|
15
|
237
|
September 1, 2019
|
|
Don’t stress...it’s possible to pass with significantly less than 300 hours
|
|
12
|
258
|
August 29, 2019
|
|
Number of questions in am
|
|
14
|
261
|
June 19, 2019
|
|
Q10 - CFAi Q Bank - record retention and knowledge of law
|
|
4
|
235
|
June 12, 2019
|
|
Incorrect trade execution by PM - Reading 3 Practice Problem 3 - Why is A incorrect?
|
|
2
|
292
|
June 11, 2019
|
|
Ethics / GIPS Inconsistencies
|
|
9
|
273
|
June 10, 2019
|
|
CFAI 2019 PM Mock Question 2
|
|
1
|
237
|
May 31, 2019
|
|
Execution Responsibility and Fiduciary Duty
|
|
1
|
348
|
May 8, 2019
|
