|
About Ethical and Professional Standards for the Level III CFA Exam
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|
1
|
256
|
October 23, 2019
|
|
Level III Topics by CFAI Study Session
|
|
27
|
742
|
July 29, 2017
|
|
Test centre to be confirmed
|
|
1
|
69
|
February 21, 2021
|
|
Mock exams 2021 L3
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|
6
|
383
|
February 12, 2021
|
|
GIPS Study Sheet
|
|
6
|
619
|
November 11, 2020
|
|
Soliciting colleagues is okay but not clients?
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4
|
336
|
October 30, 2020
|
|
Ethics question - CFA has the wrong answer?
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3
|
347
|
October 26, 2020
|
|
GIPS qbank question
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|
3
|
313
|
October 23, 2020
|
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GIPS disclosing sponsor name
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|
1
|
251
|
October 23, 2020
|
|
CFA institue official practice question:ethics
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4
|
362
|
September 22, 2020
|
|
Annualized ex post standard deviation
|
|
3
|
336
|
September 20, 2020
|
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Benchmarks on marketing documents
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|
5
|
364
|
September 2, 2020
|
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Any essay questions on Ethics and Standards?
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2
|
389
|
August 26, 2020
|
|
GIPS CFA Level 3 - No SD for 3 years in question 28
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|
1
|
307
|
August 16, 2020
|
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Proprietary trading procedure
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|
1
|
251
|
July 30, 2020
|
|
Ethics Reading 3 EOC#21
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|
2
|
295
|
July 13, 2020
|
|
Integrity of Capital Markets
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4
|
477
|
June 8, 2020
|
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Reading 2: Conflict of Interest (Dover & Roe)
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|
3
|
486
|
February 15, 2020
|
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Fair Dealing
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1
|
441
|
February 13, 2020
|
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Reading 2: fair dealing and transaction allocation (Preston and Colby)
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3
|
506
|
February 11, 2020
|
|
Is it possible to pass exam after only 30 days of studying?
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14
|
486
|
January 11, 2020
|
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Passport validity to take the exam
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|
4
|
428
|
December 31, 2019
|
|
Using CFA if not a member anymore
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|
6
|
661
|
October 1, 2019
|
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Open discusions on ethics
|
|
15
|
408
|
September 1, 2019
|
|
Don’t stress...it’s possible to pass with significantly less than 300 hours
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|
12
|
434
|
August 29, 2019
|
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Number of questions in am
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|
14
|
429
|
June 19, 2019
|
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Q10 - CFAi Q Bank - record retention and knowledge of law
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|
4
|
407
|
June 12, 2019
|
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Incorrect trade execution by PM - Reading 3 Practice Problem 3 - Why is A incorrect?
|
|
2
|
470
|
June 11, 2019
|
|
Ethics / GIPS Inconsistencies
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|
9
|
447
|
June 10, 2019
|
|
CFAI 2019 PM Mock Question 2
|
|
1
|
405
|
May 31, 2019
|
